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August 11, 2009 Ahead in the CountHome-Field Advantages, Part Oneby Matt Swartz
In every sport and at every level, the home team wins more games than the visiting team. While this is true in baseball, it's less the case than in other sports. Throughout baseball history, the home team has won approximately 54 percent of the games played. Nearly every aspect of the game has changed drastically over the last century, but home-field advantage has barely changed at all. Consider the home-field advantage in each decade since 1901:
Decade Home Win%
1901-09 .533
1910-19 .540
1920-29 .543
1930-39 .553
1940-49 .544
1950-59 .539
1960-69 .540
1970-79 .538
1980-89 .541
1990-99 .535
2000-09 .542
Although small decreases in home-field advantage have occurred at times, any incidence still represented a very small change relative to the large changes in nearly every other baseball statistic over the last century. I will argue that this should surprise us as analysts more than it does. Nearly every study of psychology with respect to baseball has come up revealing either small effects or no effect. We all know that players are human, but the numbers do not seem to indicate many obvious psychological aspects. Hundreds of researchers have tried to discover clutch hitting, but few have found any evidence of its being a repeatable skill. Researchers have tried to look at synergy effects and if certain players increase a team’s chance of winning, and none have found any. Some have attempted to look for the impact of veterans on playoff races, and have not found significant effects there either. We have attempted all kinds of ways to splice the data to reveal a large psychological effect within baseball to show that baseball players don’t behave like statistical models, and there seems to be little evidence of any strong, detectable effects, even if we know they exist and occasionally can discover smaller ones. The mantra that we go by as analysts is that talent trumps everything, and that most of the stories of heroism and mental fortitude are narratives written by the winners. However, home-field advantage is perhaps the most obvious area where we see something resembling a psychological effect, or at least an effect that is not captured by our typical models of baseball players and ballgames. It is clear that something about being the home team trumps talent in a way that is mathematically equivalent to benching an average player on the road team. The reason why home teams have an advantage is less clear. Do they feel more at home and thus perform better? Does the crowd excite the home team or distract the road team? Do they know how the stadium plays better? Are they simply more comfortable when at home? All of these explanations seem possible, and we could give a number of plausible explanations. Finding out why the home team wins more often could open the doors to measuring at least one area where psychology has an impact in baseball. Everybody knows that baseball players are not computers, let alone Strat cards. The mainstream media certainly dramatizes the purported impact of psychological effects on players, but there must clearly be some effect if the home team wins more often.
BP Comment Quick Links Brian Kopec (12249) Some possibilities that have nothing to do with psychology: Ben Solow (35415) With respect to criticism 1, it seems a stretch to suggest that environmental factors are responsible for four-true-outcomes results. I suppose that it could explain some portion of home runs (Yankees maximize lefties to take advantage of RF porch), and through a secondary effect, explain some portion of hit-by-pitches, but it seems a stretch to say that some players are uniquely more capable of walking/not striking out in their home park. brucegilsen (999) A seminal little study by Bill James in the 1983 abstract compared Mets control pitchers (less than 5k/9 inings) with power pitchers (more than 5k/9 innings) from 1980-1982. Every power pitcher had a better home era, all but one by at least 0.68. Power pitchers home vs road era was 3.48 / 4.46 whereas control pitchers home vs road era was 3.89 / 4.07. sbrousc (33447) It would be interesting to see how well this effect holds up during the 2nd and 3rd games vs. the first game of an away series, to determine whether the road team is able to adjust. Although I wouldn't want to try to compile that data set... BP staff (24824) That's coming up! I have some initial results and they blew my mind-- that's all I'll say for now! Aug 11, 2009 16:12 PM Brian Kopec (12249) I'd also like to know how home teams fair in the first game of a homestand. I theorize that away teams do better as the series goes on due to the rigors of travel. But if that is true, then you should see a difference when the home team is fresh off the road as well. baserip4 (44653) My thoughts are along these same lines: how well do teams fare the day after they travel from one city to another (especially pitchers)? What about the distance of travel? Time zones? Especially with my first question, might it make sense to send your starting pitcher to a new city a day or two ahead of time? Great start to this series and I can't wait for more. bravejason (8861) Many years I've heard on radio someone talking about a study they did on the impact of travel on team performance. Sadly, I don't remember which direction the caused the team to play worse than expected. They found either that teams traveling west to east fared worse than expected or that teams traveling east to west fared worse than expected. hangman (3946) I'd also like to know how long read trips and long home stands skew the numbers. The home team always slept in their own beds last night, but the road team may have been on the road for two weeks. morillos (3878) Interesting stuff. A couple of questions that may be jumping the gun on the future columns. BP staff (24824) The strike zone stuff certainly might be playing a role, but that effect seems pretty minor compared to some of the other stuff going on. Aug 11, 2009 16:16 PM Rowen Bell (5629) Matt, I think you're under-estimating the value of morillos' 3rd point. There is a fundamental structural advantage to being the home team. If both teams were of absolutely equal quality, the home team would still be expected to win >50% of games. BP staff (24824) I don't deny that it is an effect. If it weren't than half of the HFA would not still be left in a time game going into the 9th. But the home team outscores the road team by 16% in the first inning. That's clearly not tactical alone. Aug 11, 2009 18:48 PM Rowen Bell (5629) Agreed. Still, I'd like to measure the cart before putting it before the horse. (Or something like that.) eliyahu (11036) I wouldn't dismiss the structural advantage that easily. Baseball is the only sport where the home team has this advantage -- and it doesn't necessarily play out only in the ninth inning. The old adage of "playing for the tie on the road and the win at home" makes some sense and it impacts the way the game is played by both teams in the seventh, eighth and ninth innings (e.g. pitching changes, playing for one run, etc.) Purely a hypothesis, but I'll be stunned if this isn't the primary determinant in the home field advantage. Ben Solow (35415) The question is how you define home field advantage. It may have an effect in the team's winning percentage, but I think Matt's point in this article was that home teams perform better at home on the micro level. Given that we know teams play better when they're at home, we also know that the structural advantage isn't the sole determinant of home field advantage. BP staff (24824) There certainly is a small element of structural advantage, but it cannot be the sole or primary determinant. Consider the following list of Home Win Probabilities by inning when the score is tied and there are no outs and no one on in the top of the inning: Aug 12, 2009 04:35 AM Rowen Bell (5629) No, I don't think this HWP (Home Win Probability) data is inconsistent with the structural HFA hypothesis at all. BP staff (24824) I think the structural advantage comes into play in the 9th inning and is not the primary factor, but it sounds like you agree with me that most of HFA is probably not structural at all. It seems like whatever causes the 1st-3rd innings is the primary determinant and that the structural aspect is less than half. Based on your post, I think we pretty much agree. Aug 12, 2009 12:27 PM Rowen Bell (5629) Yes, but....had I been writing an article on this subject, I would have started by: acknowledging the structural aspect of HFA; attempting to quantify it; using the HWP data to argue that in addition to the structural aspect, there must also be a non-structural aspect to HFA (which honestly was news to me, I'd always assumed it was entirely structural); and -- then and only then -- going down the path that you're actually going down, namely trying to explain what the non-structural aspects of HFA are and why they arise. bravejason (8861) I agree with Rowen Bell (5629) comment "...my criticism is more pedagogical in nature than substantive." with respect to not addressing the structural aspect of home field advantage in the article. Scott D. Simon (1384) These sound very similar to the numbers one would expect if the home team got to play with a slightly smaller strike zone when batting as compared to the road team. This was an excellent article and I look forward to the rest in the series. Ragnhild (18002) I have always wondered if the strength of home field advantage is correlated with attendance...does a packed stadium give more of an edge to the home team than an empty one does in a measurable way? NealPhD (9460) if comfort and familarity are an advantage for home teams, would the visiting teams performance improve in the 2nd or 3rd game of a series, or in later series in the same season? bjfrankfort (8273) What a great article. Shawn Hoffman (14345) Great stuff Matt. One thing to keep in mind: the HFA is actually much smaller in baseball than it is in the NBA or NFL, even though both are played on homogeneous surfaces. Both are anecdotally more momentum/crowd/emotion driven than baseball, and it's funny to think that pure psychology (which we tend to crap on) could have such a much bigger impact than actual tangible differences in the teams' home ballparks. BP staff (24824) Thanks. I looked at the NBA/NFL/NHL for recent years and got 60%, 58%, and 55%. I thought I remembered it being higher in the NFL. I guess in the NFL, there is the 3rd down effect where people scream and make it tough to hear. I guess that's a more obvious effect. I suppose it could also be that baseball is won by the better team less often-- the best odds you ever see for a baseball game are 70%, but it seems like some football games make it close to 90%. Maybe there is something at play there, but I'd need to think more about it. The differences in HFA in different sports certainly are something I would love to know more about. Aug 11, 2009 16:24 PM evo34 (33584) Yeah, the raw HFA numbers are misleading if you try to compare across sports. In the NBA, e.g., the better team wins much more frequently than it does in MLB. This is simply due to the way points/runs are scored and their frequency. jmercan (6183) Great stuff. To me, a lot of the advantage can be traced to the pitcher's mound. Listening to pitchers, each mound is unique (whether it is pitch, the kind of dirt, whatever) and also differs from the bullpen mounds on which the starters warm-up. It seems reasonable that the difficulty in locating and commanding pitches stems from the visiting team's starter being unfamiliar and/or uncomfortable with the mound. BP staff (24824) That would definitely be interesting to test, but it seems kind of tricky. It would be tough to separate the effect of knowing the hitters better (or them knowing you better) from knowing the mound better. There also could be some emotional aspect to it too. It's definitely a good question, but tough to get at empirically in such a way to determine cause and effect. Aug 12, 2009 04:38 AM hotstatrat (22689) I hope you see what the relativity of home field advantages are to attendence, because my theory is that the roar of the crowd is a very significant factor. You might need to do this on a per stadium basis, because not all crowds cheer as much (Toronto was silent the last game I went to) and not all stadiums lend themselves to equal intensity (thinking of Fenway and Metrodome vs. Astrodome, etc.). wonkothesane1 (18803) Isn't there a rules advantage with home field? Walk Offs? 8 1/2 inning game strategy? Maybe I'm missing something, but it seems to me the rules are somewhat designed to give the home team a slight advantage, but the article doesn't address it. Shawn Hoffman (14345) There really isn't much of an advantage there -- the only difference is that a road team up two in the top of the 9th isn't going to be very urgent to score more runs, whereas if they were batting in the bottom of the ninth, and their opponent had already scored 3 runs, they would obviously know they need to score to keep the game going. That's a very minimal difference, since most games are won in 8.5 innings anyway. hyprvypr (11082) Unquestionably players get more comfortable hitting and perhaps even fielding and pitching at home. Familiar environments, glares, backdrops, outfield angles, mound size(yes they vary from park to park), etc. all play a minute role on a home teams success. 4% sounds about right. hotstatrat (22689) I know "percentages" are per 100, but moving from 50% to 54%, I feel compelled to point out, is an improvement of 8% in percentage points. 4 is 8% of 50. If you compare the home team to the visiting team the percent of percentage points they are playing better is double. However, percentages, of course, are not real counting numbers, so I'm not so sure it makes sense to look at percent of percentage points in the first place. BP staff (24824) hyprvypr, I pretty much agree with your sentiment. I think the vast majority of home field advantage is exactly the things you mentioned and the research for the next few articles strengthens that case, I believe. Specifically, I think mound and batter's eye are huge effects, and playing the hops of the field really seem to be an effect too given the ground ball hit type differences. Thanks for the comment. Aug 11, 2009 16:44 PM mikeyworm (18279) Is it possible that some of these statistics are swayed by the fact that visitors face the home team's better relief pitchers more often since they are frequently ahead? For example, I am sure the home team's closer (and theoretical best reliever) pitches much more frequently than his visiting counterpart. BP staff (24824) I don't actually think the home team is more frequently ahead. The home team is more frequently ahead at the end of the inning, but in the middle of the inning, the road team is probably more frequently ahead-- certainly early in the game. For example, despite the clear tendency for pitchers to pitch worse, closers on the road get more saves. I would suspect that is even true if you ignore extra inning saves. Aug 11, 2009 16:49 PM jgalt73 (9880) It would be interesting to see if familiarity with the ballpark by a frequent visitor (e.g., division rival) lessens homefield advantage. Isaac Lin (18010) Another idea for a study on familiarity that Bill James proposed is the differences between a player's first year at a new park versus subsequent years. evo34 (33584) I like the direction this is headed... bucswin611 (34104) Matt is a top-three writer at BP already. Great stuff! fgreenagel2 (5026) I'll tell Matt what I was told by a union guy during a summer job 11 years ago: "slow down, this is a union job...you'll make the rest of us look bad." dsc250 (1147) Great article Matt. I've always thought batter's eye is a huge factor, and it seems like you're pointing to that being one of the major reasons. GreenMonster49 (17483) I think the data for triples is off by a factor of 10. "[T]he rate of triples per ball in play is 7.59 percent for home teams and only 6.44 percent for road teams." From context, I think you mean 0.759% for home teams and 0.644% for road teams. That's still significant, but no longer huge. DavidHNix (1187) 1. Home team batters know the light, so they see better. orindv (464) About the "first-inning effect" - any thought as to whether the starting pticher having to sit through his team's at-bat after pre-game warmup might be having an impact? MountainCat (5305) Referring to "large psychological effects" in baseball; "there seems to be little evidence of any strong, detectable effects, even if we know they exist" -- Err, uh, and just how do we know that they exist?? It seems to me that there are all sorts of prosaic explanations for the home team advantage -- teams tailored to the park, umpiring, knowledge of the park as it relates to positioning players, etc. Why do we have to believe there must be some psychological extract-of-moonbeam at play. BP staff (24824) I did not say that psychological effects were the cause of home field advantage. I said that without a clear theory as to why it is so strong and so persistent, it seems silly to dismiss that it could be psychology. In the article, I went on to explain how it seems that knowing the mound, batter's eye, and the bounces of the field seem to be the primary reasons for home field advantage. Aug 12, 2009 11:51 AM gtgator (3180) Maybe I'm being obtuse, and maybe this is addressed in later parts, but I'm not really sure any conclusions can be drawn from looking at stats that favor winners when trying to determine why winners won. BP staff (24824) I'm not sure I follow what you're saying. The argument that you're making is the type of argument that makes sense when retroactively looking at games, and saying "oh, my team wins 65% of games that this guy hits a home run," completely missing that you're selecting categories based on the outcome. In other words, it's a mistake people make when selecting on the dependent variable and then trying to crank out independent variables as a cause. Aug 12, 2009 11:57 AM gtgator (3180) No, that's not the argument/question I am raising. I guess I am trying to say/ask is that when looking at a data set that is biased (i.e. home teams winning 54% of the time), how have you eliminated the inherent bias for the underlying variables that support such a result (such as more Ks, less BBs allowed, more DP turned, etc.)? BP staff (24824) Each team plays 81 home games and 81 road games. That would eliminate the bias you describe. Since the data set is automatically composed of every team, your concern is not an issue. Your description is not necessary, because each team is in each data set 891 times (81 games, 11 seasons). Aug 12, 2009 13:10 PM gtgator (3180) I'm still not getting my question across. I'll try a mathematical example. If this fails, I give up. BP staff (24824) Your example is doing what you think it is correcting. You are looking at results and looking back to determine cause. That's selection bias. In my example, the opposite occurs. I look at what home teams do, win or lose, and what away teams do, win or lose, and study effect. What you are saying is the equivalent of saying that you cannot look at pitchers with good W-L records' ERAs because "of course they must be good-- they won more games." Since the winning occurs after the fact, it's not a problem. If the average team strikes out more batters in home games and fewer batters in road games, that's a home field advantage. I understand what you are saying, but you are selecting on the dependent variable in your attempt to do a typical correction to fix selecting on the dependent variable, which I am not doing in this article. Aug 12, 2009 13:52 PM gtgator (3180) Because I believe winning teams strike out more hitters than losing teams, here is how I interpret part of your last comment: BP staff (24824) I think that you are misinterpreting statistics. What you are saying does not apply. I apologize that I am not explaining why better. Read Ben Solow's comment below, which I think is a better explanation than mine. The key to understand is that each team is a home team 50% and an away team 50% of the time. Whether they have won is not exogenously based on whether they are home. Something needs to happen between the first and last inning to make that happen. The cause of home field advantage can be revealed by the composition of plate appearances that generate the 54% winning percentage. Aug 12, 2009 14:24 PM Ben Solow (35415) The problem with this argument is that correlation is not the appropriate concept to be considering, but rather causation. Additionally, the flaw in your analogy is that while teams with the letter "A" in their names are exhaustive with their adjoint group, there's no overlap there, which allows for the possibility that a third variable (the letter A or something about the players on those teams) is causing both micro and macro performance to be higher. Matt's analysis works around this fact because all teams play equal numbers of home and road games, so the data can't be skewed by team-specific factors (i.e. if the Yankees played every game at home and the Royals every game on the road). Furthermore, there are equal number of home teams and road teams at every park in the majors, so you can't have park effects driving any of the causation either. What he has, in essence, is a natural experiment where you have identical samples (not even random samples that you can treat identically, but actual identical samples) and an easily observable treatment to those samples. Richard Bergstrom (36532) First off, great stuff again Matt. I especially liked the increased chance of run scoring by inning and the increased triple frequency.
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66 comments have been left for this article.
One item that I know is significant in basketball is the impact of home field advantage on officiating. I suspect the same thing happens in baseball. If the home team gets a few more favorable ball/strike calls, that would be quite significant given the impact the count can have on expected batter/pitcher performance.
Has anyone taken the Questec data and tried to figure out if this is true? A quick 2 second google search was fruitless.
I'm sure that umpiring has some effect, but it wouldn't make a team surrender more of their extra base hits on balls in play as triples, for example. Officiating may certainly play some role though.